Auction rate security

Results: 378



#Item
291Financial regulation / Government / Securities / 73rd United States Congress / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Municipal bond / Securities Exchange Act / Auction rate security / United States Securities and Exchange Commission / Financial economics / United States securities law

On September 11, 2008, the IRS released a report concluding that governmental issuers do not adequately maintain books and records to substantiate compliance with post-issuance requirements

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Source URL: www.sec.gov

Language: English - Date: 2008-09-23 11:35:09
292Finance / Financial data vendors / Stock market / Interactive Data Corporation / Market data / Security / Electronic trading / Auction rate security / London Stock Exchange / Financial economics / Investment / Financial markets

FundRunSM Interactive Data’s FundRunSM service is designed to help mutual fund sponsors, fund custodians, and investment managers meet the rigid deadlines for reporting net asset values (NAVs) to the Mutual Fund Quotat

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Source URL: www.interactivedata.com

Language: English - Date: 2014-08-28 11:11:32
29376th United States Congress / Tax evasion / UBS / United States securities law / Investment Advisers Act / U.S. Securities and Exchange Commission / Investment Company Act / Financial adviser / Auction rate security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-12-24 10:14:02
294Financial markets / Securities / Investment banks / Auction rate security / Bonds / UBS / Short / Floater / Market liquidity / Investment / Financial economics / Finance

Divisions of Investment Management and Corporation Finance No-Action Letter: UBS AG

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Source URL: www.sec.gov

Language: English - Date: 2009-07-31 11:45:33
295Financial economics / Financial regulation / Investment / Securities Exchange Act / Regulation D / Securities Act / U.S. Securities and Exchange Commission / Banc of America Securities / Auction rate security / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Banc of America Securities LLC and Banc of America Investment Services, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2009-06-19 17:26:05
296Securities / 73rd United States Congress / Investment / Financial system / Stock market / Securities Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Auction rate security / Financial economics / United States Securities and Exchange Commission / United States securities law

No-Action Letter: Raymond James Financial, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2011-07-07 10:02:17
297Government bonds / Investment / Finance / Local government in the United States / Government debt / Municipal bond / Auction rate security / Security / United States Treasury security / Financial economics / Bonds / Economics

PDF Document

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Source URL: media.wiley.com

Language: English - Date: 2011-11-07 07:15:20
298Securities / Bonds / Auction rate security / Subprime mortgage crisis / Funds / Security / Securities market / Money market / Repurchase agreement / Financial economics / Investment / Finance

Explaining the decline in the auction rate securities market by Adrian D’Silva, vice president, Financial Markets Group; Haley Gregg, former associate economist, Financial Markets Group; and David Marshall, senior vic

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Source URL: www.chicagofed.org

Language: English - Date: 2010-01-15 17:15:51
299Bonds / Securities / Subprime mortgage crisis / Auction rate security / Funds / Security / Securities market / Repurchase agreement / Federal funds rate / Financial economics / Investment / Finance

ESSAYS ON ISSUES THE FEDERAL RESERVE BANK OF CHICAGO NOVEMBER 2008

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Source URL: www.chicagofed.org

Language: English - Date: 2009-08-17 18:40:41
300Financial markets / Security / Stock market / Bond / Securities market / Government bond / Short / United States Treasury security / Auction rate security / Financial economics / Economics / Finance

PDF Document

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Source URL: www.eccb-centralbank.org

Language: English - Date: 2006-12-07 09:04:02
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